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CURRENT REPORT
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Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers
(d)
On August 9, 2021 (the “Effective Date”), the Board of Directors (the “Board”) of Atara Biotherapeutics, Inc. (the “Company”) appointed, upon the recommendation of the Nominating and Corporate Governance Committee of the Board, Ameet Mallik to fill the vacant Board seat and to serve as a member with an initial term expiring at the Company’s 2024 annual meeting of stockholders.
There are no arrangements or understandings between Mr. Mallik and any other persons pursuant to which he was selected as a director of the Company. The Board has not appointed Mr. Mallik to any standing Board committee. The Board has determined that Mr. Mallik is independent under the Company’s Corporate Governance Guidelines, applicable U.S. Securities and Exchange Commission (the “SEC”) requirements and Nasdaq listing standards. There is no transaction involving Mr. Mallik that requires disclosure under Item 404(a) of Regulation S-K.
As of the Effective Date, Mr. Mallik will participate in the Company’s non-employee director compensation arrangements, which are generally described under the heading “Non-Employee Director Compensation” in the Company’s Proxy Statement for its 2021 Annual Meeting of Stockholders as filed with the SEC on April 22, 2021. Under these arrangements, Mr. Mallik will receive an annual retainer of $45,000 starting on the Effective Date, with payment pro-rated for any partial period of service. In addition, on the Effective Date, Mr. Mallik received an option to purchase 55,000 shares of the Company’s Common Stock, which will vest on an annual basis over three years, subject to his continuous service as a member of the Board. The Company also entered into its standard form of indemnification agreement with Mr. Mallik.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
| Atara Biotherapeutics, Inc. | ||
| By: | /s/ Amar Murugan | |
| Amar Murugan | ||
| Senior Vice President, General Counsel | ||
Date: August 10, 2021