SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES


Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
Grant-Huerta Yanina

(Last) (First) (Middle)
C/O ATARA BIOTHERAPEUTICS, INC.
1280 RANCHO CONEJO BOULEVARD

(Street)
THOUSAND OAKS CA 91320

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
03/31/2025
3. Issuer Name and Ticker or Trading Symbol
Atara Biotherapeutics, Inc. [ ATRA ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Accounting Officer
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock 39,285(1)(2) D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Employee Stock Option (Right to Buy) 04/06/2024 04/30/2030 Common Stock 800 198 D
Employee Stock Option (Right to Buy) 03/01/2025 02/28/2033 Common Stock 1,100 97.75 D
Employee Stock Option (Right to Buy) (3) 02/28/2033 Common Stock 550 97.75 D
Employee Stock Option (Right to Buy) 07/31/2024 01/05/2034 Common Stock 275 11 D
Explanation of Responses:
1. Includes an aggregate 33,840 restricted stock units ("RSUs"), which are comprised of: (i) 51 RSUs that vest on November 15, 2025; (ii) 3,614 RSUs that vest as to 1/4th of the shares on May 15, 2025, and each of the next three (3) Quarterly Vesting Dates (as defined herein); (iii) 1,125 RSUs that vest as to 1/5th of the shares on May 15, 2025, and each of the next four (4) Quarterly Vesting Dates; and (iv) 29,050 RSUs that vest as to 1/8th of the shares on May 15, 2025, and each of the next seven (7) Quarterly Vesting Dates, each of which is subject to the reporting person's continuous service.
2. "Quarterly Vesting Date" means March 1, May 15, August 15, and November 15 of each year, provided that if such date falls on a weekend or holiday, the "Quarterly Vesting Date" shall be the first (1st) business day after such date.
3. 1/12th of the shares subject to the stock option vested and became exercisable on April 1, 2025, and the remaining shares vest in equal monthly installments over the following eleven (11) months, subject to the reporting person's continuous service.
Remarks:
Exhibit List: Exhibit 24 - Power of Attorney
/s/ John Chao, Attorney-in-Fact for Yanina Grant-Huerta 04/10/2025
** Signature of Reporting Person Date

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).

** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.

Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.